Concept Capital, a Division of Sanders Morris Harris Inc.

About us

Founded in 1995, Concept Capital is a leading institutional broker and total solutions provider for global investment managers. Concept Capital provides a full suite of prime brokerage services, proprietary research, fund administration, real-time risk management, and portfolio analytics. Concept Capital also provides an experienced hands-on institutional trading desk for traditional buy-side customers, hedge funds, and registered investment advisors. Concept Capital specializes in providing clients with experienced, in-depth market knowledge combined with advanced proprietary systems, enabling clients to quickly launch their businesses in the most cost effective manner possible. Concept Capital is headquartered in New York City and has offices in Greenwich, Conn., Garden City, NY, Washington DC, Los Angeles, Houston, Chicago and Boca Raton, FL. Concept Capital is currently a division of SMH Capital, Inc., member FINRA, SIPC. Concept Capital is forming an independent broker-dealer and, once approved, will operate as an independent company, of which Sanders Morris Harris Group Inc. will be a minority shareholder.

Suite of Services

Prime Brokerage Services
Fund Formation
Direct Execution & Outsourced Trading Services
Commission Sharing Agreements
Investor Services
Compliance
Risk Management

Research and Capital Markets
Washington Research Group
Equity Sales and Trading
Fixed Income Sales and Trading

Fund Administration
Trade and Portfolio Accounting
Operations
NAV Calculation
Investor Relations
Professional Services

Broker/Dealer Services
Trade & Clearing Services
Back Office Operations
Office and Infrastructure Design

Technology/IT Support
Portfolio and Trade Management Software
Server Implementation
Internet, E-mail and Mobile Connectivity
Telecommunication Systems
Data Security and Back-up
VPN Technology and Remote Access